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SEC report says SEC Ombudsman neglected duties

Findings Related to the Former SEC Ombudsman The U.S. Securities and Exchange Commission (SEC) Office of Inspector ...

Findings Related to the Former SEC Ombudsman

The U.S. Securities and Exchange Commission (SEC) Office of Inspector General (OIG) investigated anonymous allegations that the former SEC Ombudsman provided false statements to OIG auditors regarding the SEC’s Tips, Complaints, and Referral (TCR) program, and that the former Ombudsman violated SEC Regulation (SECR) 3-2 (TCR Intake Policy) by failing to enter TCRs in accordance with SEC policy.

https://www.sec.gov/files/findings-related-former-sec-ombudsman.pdf

Bloomberg story on SEC Ombudsman: https://news.bloomberglaw.com/securities-law/former-sec-ombudsman-misled-congress-lied-to-ig-probe-alleges?context=search&index=2