News
News from our committees on business law topics, announcements and more.
SEC Risk Alert on Investment Adviser Rule
by Securities Law Committee
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last modified
Sep 23, 2022 10:20 PM
The SEC issued a risk alert on Monday (attached) about the new SEC’s Investment Adviser marketing rule, which becomes effective on November 4, 2022. It is worth a read.
SEC increases Emerging Growth Company Revenue Threshold, leaves Crowdfunding threshold unchanged.
by Securities Law Committee
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last modified
Jan 08, 2023 10:09 PM
Per the attached release, the SEC has increased the Emerging Growth Company maximum revenue threshold to $1,235,000,000. The Crowdfunding threshold is unchanged.
SEC report says SEC Ombudsman neglected duties
by admin
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last modified
Sep 23, 2022 10:17 PM
Findings Related to the Former SEC Ombudsman The U.S. Securities and Exchange Commission (SEC) Office of Inspector ...
Legal Opinions Resources
by cbmattick
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last modified
Mar 25, 2019 10:20 PM
The Legal Opinions Committee of the Section has been working with the Legal Opinions Committee of the ABA's Business Law Section and the World Group on Legal Opinions Foundation to craft a Statement of Opinion Practices to be used by practitioners who regularly give legal opinions about various subjects to their clients. You can find the Statement of Opinion Practices, the related Core Opinion Principles and an Explanatory Note in our Legal Opinions Committee page. Click here to see the materials:
Texas Securities Act Revised and Codified
by John R. Fahy
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last modified
Apr 04, 2019 03:19 PM
The Texas Securities Act recodification bill has been filed in the 86th session of the Texas Legilature.